RiverNorth Capital Management, LLC and its affiliates1 (referred to herein collectively as "RiverNorth")
Financial companies such a RiverNorth choose how they share your personal information. This Privacy
Policy provides information about how we collect, share, and protect your personal information, and how
you might choose to limit our ability to share certain information about you.
All financial companies need to share customers' personal information to run their everyday businesses.
Accordingly, your information plays an important role in the success of our business. However, we recognize
that you have entrusted us with your personal and financial data, and we recognize our obligation to keep this
information secure. Maintaining your privacy is important to us, and we hold ourselves to a high standard in
its safekeeping and use. Most importantly, RiverNorth does not sell its customers’ non-public personal
information to any third parties. RiverNorth uses its customers' non-public personal information primarily to
complete financial transactions that its customers request or to make its customers aware of other financial
products and services offered by RiverNorth.
RiverNorth may collect non-public information about you from the following sources:
- Information we receive about you on applications or other forms
- Information you may give us orally
- Information about your transactions with us or others
- Information you submit to us in correspondence, including emails or other electronic
- Information about any bank account you use for transfers between your bank account and any Fund account, including information provided when effecting wire transfers
RiverNorth does not disclose any non-public personal information about our customers or former customers
without the customer’s authorization, except that we may disclose the information listed above, as follows:
It may be necessary for RiverNorth to provide information to nonaffiliated third parties in connection with
our performance of the services we have agreed to provide you. For example, it might be necessary to do so
in order to process transactions and maintain accounts. RiverNorth exercises great care in making sure those
entities have safeguards to protect your information and that they do not use your information for other
RiverNorth will release any of the non-public information listed above about a customer if directed to do so
by that customer or if RiverNorth is authorized by law to do so, such as in the case of a court order, legal
investigation, or other properly executed governmental request.
In order to alert a customer to other financial products and services offered by RiverNorth or an affiliate,
RiverNorth may share information with an affiliate, including companies using the RiverNorth name or logo.
Such products and services may include, for example, other investment products managed by or affiliated
with RiverNorth. If you prefer that we not contact you for this purpose or not disclose non-public personal
information about you to our affiliates for this purpose, you may direct us not to make such disclosures
(other than disclosures permitted by law) by calling 1-800-646-0148, emailing us at firstname.lastname@example.org or
mailing us at 433 W. Van Buren Street, 1100-E, Chicago, Illinois 60607. If you limit this sharing and you
have a joint account, your decision will be applied to all owners of the account.
We will limit access to your personal account information to those agents and vendors who need to know
that information to provide products and services to you. Your information is not provided by us to
nonaffiliated third parties for marketing purposes. We maintain physical, electronic, and procedural
RiverNorth reserves the right to modify this policy at any time, but in the event that there is a change,
RiverNorth will promptly inform its customers of that change.
advised by RiverNorth Capital Management, LLC: RiverNorth Funds, RiverNorth Capital Partners, L.P., RiverNorth
Institutional Partners, RiverNorth Specialty Finance, LLC, RiverNorth Marketplace Lending Corp. and
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.